What is the deadline for filing a 10-K?
10-K: Due Monday, January 31, 2022 for Fiscal Year Ended 10/31/21. 10-Q: Due Monday, February 14, 2022 for Quarterly Period Ended .
What happens if a company does not file a 10-K?
When a company cannot file a 10-K or 10-Q within the given timeframe, SEC rule 12b-25 requires that the company must use an NT, non-timely, filing. If these additional deadlines are met, the company is not penalized and the filing is considered timely.
Which regulation contains the standard instructions for filing Forms 10-Q and 10-K with the Securities and Exchange Commission?
Form 10-Q shall be used for quarterly reports under Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)), filed pursuant to Rule 13a-13 (17 CFR 240.13a-13) or Rule 15d-13 (17 CFR 240.15d-13).
When Must Form 8 K be filed with the SEC?
When is Form 8-K Required? Form 8-K is a mandatory disclosure under the Exchange Act, and must be filed with the SEC within four business days of the occurrence of any material event.
What are the filing deadlines for Form 10-K and Form 10-Q?
Form 10-Q
| Category of Filer | Revised Deadlines For Filing Periodic Reports | |
|---|---|---|
| Form 10-K Deadline | Form 10-Q Deadline | |
| Large Accelerated Filer ($700MM or more) | 60 days | 40 days |
| Accelerated Filer ($75MM or more and less than $700MM) | 75 days | 40 days |
| Non-accelerated Filer (less than $75MM) | 90 days | 45 days |
Are 10-Q audited?
SEC Form 10-Q is a comprehensive report of financial performance submitted quarterly by all public companies to the Securities and Exchange Commission. Form 10-Q is not an audited statement, unlike the annual Form 10-K companies are also required to file.
What is NT 10k filing?
SEC Form NT 10-Q is a Securities and Exchange Commission (SEC) filing required for companies that will not be able to submit their 10-Q filing (for quarterly financial results) by the SEC deadline or in a timely manner. The form also allows companies to apply for relief from the deadline.
Why would anyone be interested in reviewing a 10-K?
A Form 10-K is filed by public companies and used by investors and prospective investors to study the specific ways a company operates and makes its money. It also explains where the company operates and any risks the company faces, including any current and pending lawsuits.
Why is it called a 10-K?
Information for the final quarter of a firm’s fiscal year is included in the annual 10-K, so only three 10-Q filings are made each year. The name of the Form 10-K comes from the Code of Federal Regulations (CFR) designation of the form pursuant to sections 13 and 15(d) of the Securities Exchange Act of 1934 as amended.
What is the difference between 10k and 8k?
10-K – the annual report that is filed (yearly) by a company. This is an extremely in-depth document that contains everything that you ever wanted to know about the company. 8-K – a form that is filed by companies to inform their shareholders of “unscheduled material events that are important to shareholders”.
What requires an 8-K filing?
The SEC requires companies to file an 8-K to announce significant events relevant to shareholders. Public companies use Form 8-K as needed, unlike some other forms that must be filed annually or quarterly. Form 8-K is a valuable source of complete and unfiltered information for investors and researchers.
What is a 10K filing?
SEC Form 10-K is the United States Securities and Exchange Commission’s form for the annual performance filings of public companies.
What is 10k reporting?
A Form 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC), that gives a comprehensive summary of a company’s financial performance.
What is Form 10K?
The Form 10-K is an annual report, which “provides a comprehensive overview of the company’s business and financial condition,” according to the SEC. This form includes specific audited financial statements. Form 10-K must be filed within 90 days of the end of the company’s fiscal year.
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